“If I go independent, who is going to help me minimize disruption for my clients and my practice?”
This is one of the most common questions heard from advisors who are considering taking their practice independent. And advisors who have already gone independent but are contemplating changing firms share the same concern.
We know that you don’t want to risk client satisfaction by inconveniencing them in the transition process, and that your advisors need to focus on their day to day duties, not overcoming logistical and technological challenges. That’s why we offer independent practices a dedicated transition team and support in key areas including:
- Assistance with establishing or moving your business entity, including logistics such as office space, utilities, and branding
- Help to ensure your technology infrastructure is established and efficient
- Developing a strategic client communication plan
- Support from supervision and risk specialists who create, review, and file necessary documents
- Handling your license and registration transfer
Our Wells Fargo Advisors Financial Network (FiNet) team has over 20 years’ experience successfully transitioning practices like yours. To learn more about how we can support your specific needs, use the contact form linked below to set up a discussion.