Important Legal Disclosures
True to our mission, we encourage you to read the following policies and learn how they affect you as a client.
- Alternative Trading Systems Notice to IRA and ERISA Accounts
- Business Continuity
- Callable Securities Disclosure
- Cash Sweep Program
- Certificates of Deposit (CDs) (PDF)
- Certificate of Deposit Disclosure Statement (PDF)
- Certificate of Deposit Disclosure Statement Summary (PDF)
- Collateralized Mortgage Obligations (CMOs) (PDF)
- Compensation Paid to Wells Fargo Clearing Services, LLC in Connection With Distributions of Closed-End Funds
- Day Trading Disclosure
- Electronic Delivery of Documents
- Email Disclosure
- ERISA 408(b)(2) Disclosure – Wells Fargo Advisors and Wells Fargo Advisors Financial Network
- Exchange Subscriber Agreements
- Financial Transaction Taxes
- Form CRS – Wells Fargo Advisors (PDF)
- Form CRS – Wells Fargo Advisors Financial Network (PDF)
- A Guide to Investing in Floating-Rate Securities (PDF)
- IRA/ESA Disclosures
- Margin Disclosure
- MSRB Rule G-10 Disclosure
- Non-US Client Disclosure
- Online Access Agreement (WellsFargo.com)
- Online Extended Hours Trading Risk Disclosures
- Order Types Disclosure
- Priority Credit Line Disclosure (PDF)
- Reg BI – Wells Fargo Advisors (PDF)
- Reg BI – Wells Fargo Advisors Financial Network (PDF)
- Remittance Transfer Notification
- Disclosures of Order Routing and Order Execution Information
- SMA Trade Away Disclosure (PDF)
- Trading Halts & Limit Up-Limit Down Client Notice
- USA Patriot Act
J.D. Power Wealth Management Digital Experience Award
J.D. Power’s 2025 U.S. Wealth Management Digital Experience Study (announced November 2025) is a benchmarking study of large U.S. wealth management firms assessing investor digital experiences across websites and mobile apps. Data was collected June–August 2025 from investors who identified Wells Fargo Advisors as their primary wealth management firm, had interacted with the firm’s website or mobile app in the past year, and reported either an advised or DIY relationship. Results were weighted by market share, panel source mix, and evaluated channel to support comparability across firms. A minimum number of 100 surveys total and at least 30 surveys for each channel are required to be included. Survey included feedback on 4 main categories: Design, System, Information, and Tools/Capabilities. Study is independently conducted, and the participating firms do not pay to participate; however, use of award and promotional materials is subject to a license fee.